Patrick Maloney joined Fraser Sullivan Investment Management (“FSIM”) as the General Counsel and Chief Compliance Officer in 2011 and continued these duties both at 3i Debt Management US LLC (“3i DM US”) and now at Investcorp Credit Management US LLC (“ICM US”) beginning in February 2017. Previously, Patrick was the Global Chief Compliance Officer of Aladdin Capital Management LLC and Aladdin Credit Advisors L.P. Prior to this, Patrick established the US operations of Kinetic Partners LLP, a global asset management, hedge-fund and broker dealer compliance consultancy firm. Patrick joined Kinetic Partners from the General Counsel’s office of JWM Partners. Prior to that, he was a Managing Director & Senior Regulatory Counsel in the general counsel’s office at The Bear Stearns Companies, Inc. and spent eight years as a white collar prosecutor specializing in securities fraud prosecutions.
Patrick is licensed to practice law in New York and received his JD from St. John’s University and his BA from Fairfield University. He has FINRA Series 7 & 24 licenses.